The SMCR is a major new regulatory regime being introduced across financial services.
From December 2019, financial organisations will be covered by the new regime. This includes financial advisers, investment management houses, lenders, mortgage firms, insurance brokers and all non-financial services businesses which offer insurance or consumer credit to their customers. All staff will be affected by the new regime and the new Conduct Rules, meaning almost everyone in financial services has new personal regulatory obligations they need to understand and follow.
We will be holding an SMCR seminar on 14th March 2019 to help managers prepare for the upcoming regulation changes.
Seminar: Preparing for the FCA Senior Managers & Certification Regime
Date: Thursday 14th March 2019
Location: ETC Venues, 51-53 Hatton Garden, London, EC1N 8HN
Tickets: Earlybird £250 +VAT (until 31st January 2019) General Admission £300 +VAT
In this workshop, our award-winning trainers will guide you through the requirements, help you consider what planning you need to do and introduce the regime. We will learn from the experience of the banks and insurers who have already implemented the regime and look at the risks and opportunities in introducing the regime across your organisation.
It’s suitable for people in roles such as Compliance, HR, Learning and Development, Company Secretarial, Legal and other functions responsible for planning and implementing the regime in 2019.
Want more info?
Go to the official event page on Eventbrite for the full agenda and to book your place: